United States District Court, Phoenix, Arizona

Practice Areas

Regulatory compliance for:

  • Mortgage Bankers, Mortgage Brokers, Commercial Mortgage Bankers, Commercial Mortgage Brokers, and providing Arizona Responsible Individual services,
    and
    Money Transmitters, Consumer Lenders, Escrow Agents, Collection Agencies and Sales Finance Companies
  • Advice to Mortgage Lenders, Banks, Title Companies and other Settlement Service Providers regarding the Real Estate Settlement Procedures Act (RESPA) and
    Affiliated Business Arrangments
  • Loan Originator Compensation Rule
  • Compliance Regarding Business Purpose Loans
  • Anti-Money Laundering Compliance
  • Compliance with the Arizona Telephone Solicitations Act
  • Compliance with the Arizona Motor Vehicle Sales Finance Act

Licensing with the Arizona Department of Financial Institutions
(“AZDFI”) for:

  • Mortgage Bankers, Mortgage Brokers, Commercial Mortgage Bankers, Commercial Mortgage Brokers, and providing Arizona Responsible Individual services,
    and
    Money Transmitters, Consumer Lenders, Escrow Agents, Collection Agencies and Sales Finance Companies
  • Support services including filings with the AZDFI and the Nationwide Multistate Licensing System & Registry (NMLS), and the Arizona Corporation Commission and Arizona Secretary of State.

Practice before the Arizona Department of Financial Institutions (AZDFI)

Representing entities issued Notices of Assessment or Cease and Desist Orders, and against which other regulatory action is taken by the AZDFI
or the Arizona Attorney General’s Office.